Compliance · GLBA

GLBA

Personam maps to the Gramm-Leach-Bliley Act Safeguards Rule, providing behavioral monitoring of customer data access that signature-based tools cannot deliver in financial services environments.

8
Total Fits
6
Direct monitoring
2
Supporting evidence
Direct monitoring = Personam monitors this control directly
Supporting evidence = Personam provides evidence toward it

Key Findings

M

Direct monitoring: Movement of customer information must be monitored where traffic is encrypted. Personam monitors network metadata for unusual data movement without decrypting traffic.

M

Direct monitoring: Continuous monitoring of information systems is required. Personam provides continuous behavioral monitoring across monitored network entities.

M

Direct monitoring: Insider threat detection, GLBA requires monitoring for internal misuse of customer data. Personam catches data staging and exfiltration by authorized insiders.

M

Direct monitoring: Access controls must prevent unauthorized access to customer information. Personam detects behavioral scope violations as sessions cross the sensor.

M

Direct monitoring: Incident response, detection of security events must be timely. Personam identifies deviations within minutes of occurrence.

M

Direct monitoring: Service provider oversight, Personam monitors third-party vendor behavior on the network for anomalous activity.

E

Supporting evidence: Risk assessment support, behavioral baselines provide evidence for ongoing Safeguards Rule risk assessment.

E

Supporting evidence: Employee training effectiveness, behavioral monitoring surfaces gaps between policy and actual user behavior.

Requirement Mapping

RequirementHow Personam Addresses ItHow Personam Helps
§314.4(c) Access Controls Detects unauthorized access to customer financial data even when the credential is valid and authorized. Direct monitoring
§314.4(d) Continuous Monitoring Provides behavioral monitoring of monitored users, devices, and services as sessions cross the sensor, no rules or signatures required. Direct monitoring
§314.4(f) Insider Threat Identifies data staging and exfiltration by authorized insiders through behavioral deviation detection. Direct monitoring
§314.4(e) Encryption & Monitoring Monitors network metadata for unusual data movement without decrypting traffic. Direct monitoring
§314.4(h) Incident Response Detects security events within minutes and provides the supporting session detail for incident response. Direct monitoring
§314.4(b) Risk Assessment Behavioral data supports ongoing risk assessment and documentation for Safeguards Rule compliance. Supporting evidence
§314.4(f) Service Provider Mgmt Monitors vendor and third-party behavior on the network for anomalous access patterns. Direct monitoring
§314.4(i) Training Effectiveness Surfaces gaps between policy and actual user behavior, supporting training program effectiveness review. Supporting evidence

Personam addresses the monitoring and detection requirements within this framework. Full compliance requires controls beyond any detection platform.

Other compliance frameworks

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