Personam supports Sarbanes-Oxley compliance by providing behavioral monitoring of access to financial systems, insider threat detection, and continuous audit evidence for Section 302 and 404 requirements.
Direct monitoring: Internal controls over financial reporting require monitoring of access to financial systems. Personam detects out-of-scope access behaviorally.
Direct monitoring: IT general controls require continuous monitoring for unauthorized system access. Personam provides continuous behavioral coverage.
Direct monitoring: Audit trail requirements, Personam maintains a continuous behavioral audit record covering detected anomalies, with the supporting session detail.
Direct monitoring: Insider threat detection, SOX environments require monitoring for employee data manipulation. Personam detects behavioral shifts indicative of fraud.
Direct monitoring: Change management monitoring, Personam detects unauthorized system changes through behavioral deviation.
Supporting evidence: Section 302 and 404 IT controls, behavioral monitoring evidence supports management's assessment of internal controls over financial reporting. The assessment itself remains management's.
Supporting evidence: Change management, Personam identifies unauthorized system changes through behavioral deviation from established patterns. Change approval and logging stay with the change management process.
| Requirement | How Personam Addresses It | How Personam Helps |
|---|---|---|
| Section 302/404 IT Controls | Provides continuous behavioral monitoring evidence supporting management's assessment of internal controls over financial reporting. | Supporting evidence |
| ITGC Access Monitoring | Detects unauthorized or out-of-scope access to financial systems, including ERP and accounting platforms. | Direct monitoring |
| Audit Trail Requirements | Maintains a continuous behavioral audit record covering detected anomalies and incidents, with the supporting session detail. | Direct monitoring |
| Insider Fraud Detection | Detects behavioral patterns indicative of financial data manipulation or fraud by authorized insiders. | Direct monitoring |
| Change Management | Identifies unauthorized system changes through behavioral deviation from established configuration baselines. | Supporting evidence |
| Privileged Access Management | Monitors privileged account behavior and flags sessions operating outside established patterns. | Direct monitoring |
| Segregation of Duties | Detects when users access systems or data outside their established behavioral scope. | Direct monitoring |
| Incident Response Evidence | Provides forensic behavioral evidence supporting incident investigation and external auditor review. | Direct monitoring |
| Third-Party Risk | Monitors vendor and contractor behavior on the network for anomalous access patterns. | Direct monitoring |
Personam addresses the monitoring and detection requirements within this framework. Full compliance requires controls beyond any detection platform.
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